Harrity’s Elaine Spector Named AIPLA’s Women in IP Law Outreach Subcommittee Chair

Congratulations to the newly named chair of the American Intellectual Property Law Association (AIPLA)‘s Women in IP Law Outreach subcommittee, Harrity’s own Elaine Spector.

“I am excited to take on my new role as chair of AIPLA’s Women in IP Law Outreach subcommittee. The Outreach subcommittee is responsible for coordinating the Women in IP breakfast at each stated meeting, as well as overseeing the Global Networking Event and Community Events. This position has also allowed me to become part of the Executive Team within AIPLA’s Women in IP committee, and to work with some truly amazing women in our field. In my new role, I am looking forward to further advancing the needle for women IP practitioners,” states Elaine.

To learn more about Elaine’s roles in driving diversity in the IP legal field, visit harrity.com/diversity.

 

In Design Patents, Claim Language Matters

By Ryan Thelen, Associate

Often when a design patent application is prepared, the primary focus and effort of the drafting process is given to the drawings, while little thought is given to the wording of the actual claim.  However, the Federal Circuit recently issued a decision in a case of first impression in Curver Luxembourg, SARL v. Home Expressions Inc., 2018-2214 (Fed. Cir. Sep 12, 2019), in which the Federal Circuit highlighted how the words in a design patent claim can limit the scope of a design illustrated in a patent drawing.

Curver is the assignee of U.S. design patent no. D677,946 (’946 patent), which claims an “ornamental design for a pattern for a chair.”  However, the drawings of the ’946 patent do not show a chair and merely illustrate an overlapping Y design.  The term “chair” was added to the claim and title during prosecution as a result of an examiner objection to the use of the term “furniture part.”

Curver sued Home Expressions on the basis that Home Expressions sells baskets that incorporate an overlapping “Y” shape that infringes the ’946 patent.  The United States  District Court for the District of New Jersey first construed the scope of the ’946 patent to include the design illustrated in the drawings as applied to a chair, and then determined that Home Expressions’s baskets do not infringe under the “ordinary observer” test.  The District Court reasoned that the scope of the ’946 patent is limited to the article of manufacture listed in the ’946 patent, and found that an ordinary observer would not purchase Home Expressions’s basket with the ornamental “Y” design believing that the purchase was for an ornamental “Y” design applied to a chair, as protected by the ’946 patent.”

On appeal, Curver took issue with the claim construction aspect of the District Court opinion, arguing that the District Court improperly limited the scope of the claim due to the word “chair” in the claim, rather than focusing on the design shown in the drawings in which no chair is present.  35 U.S.C. § 171 permits patent protection for a “new, original and ornamental design for an article of manufacture” (emphasis added), yet no article of manufacture was illustrated in the drawings of the ’946 patent.  Thus, the issue before the Federal Circuit is how to construe the scope of a design patent in which the claimed design is illustrated in the abstract (i.e., is not applied to an article of manufacture in the drawings).

The Federal Circuit held that “claim language can limit the scope of a design patent where the claim language supplies the only instance of an article of manufacture that appears nowhere in the figures.”  The Federal Circuit cited various persuasive sources to support its decision, such as Gorham Co. v. White (Sup. Ct. 1871), Ex parte Cady (USPTO 1916), 37 C.F.R. § 1.15, and the MPEP.  The Federal Circuit specifically noted that 37 C.F.R. § 1.15 permits the scope of a design patent to be defined by a combination of the drawings and the language of the design patent.

This case makes clear that when filing and prosecuting a design patent application, applicants and practitioners should ensure that the claimed design is tied to an actual “article of manufacture,” and should carefully choose the words that will be used in the claim, description, and title.

First Action Interview (FAI) Pilot Program Usage Remains Low

By Tia Brand

Since its inception in 2008, the First Action Interview (FAI) Pilot Program has been hailed as an efficiency booster, increasing face time with examiners and potentially decreasing the number of office actions per application.  Numerous articles, blog posts and the USPTO itself have maintained that the program increases the rate of first action allowance, boosts total rates of allowance over a 5-year period from the filing date, and decreases total prosecution time compared to applications which do not take advantage of the FAI program.  All these things logically translate to decreased prosecution costs and happier clients, so why do few applicants take advantage of this fee-free program?

Despite a drastic decrease in 2013 and the subtler usage decrease in 2018, FAI program usage has trended up during the past 10 years, with the 510 total FAI requests filed in 2008 more than doubling to over 1100 FAI requests in 2018.  However, this is still a small percentage of the nearly 300,000 original utility applications filed in the US each year.

The First Action Interview program has been available to all art units since the Full Pilot Program was introduced in 2011, yet there are some tech areas, most notably Biotechnology & Organic (1600) and Chemical and Materials Engineering (1700), where the FAI program is hardly being used at all.  Upon implementation of the Full Pilot Program in 2011, all technology centers saw an uptick in FAI filings, led by Computer Networks, Multiplex, Cable and Cryptography/Security (2400) and Communications (2600).  However, in 2013 Mechanical Engineering (3700) was the only tech center with over 100 FAI requests.  It would be interesting to review changes in patent law during calendar years 2012-2013 to determine the cause of this drastic decrease in FAI requests across all technologies.

After the decline in 2013, FAI filings tended to increase for every technology area through 2016, with Computer Networks, Multiplex, Cable and Cryptography/Security (2400) and Communications (2600) again seeing the most impressive number of FAI filings.  In 2016, Chemical and Materials Engineering (1700) and Biotechnology & Organic remained the tech areas with lowest FAI program usage.  In recent years, Computer Networks, Multiplex, Cable and Cryptography/Security (2400) has continued to dominate FAI usage, with Communications (2600) dropping to near the bottom of the pack and all other areas maintaining, at best, modest FAI Program usage.

Despite promising reports on benefits of the First Action Interview (FAI) Pilot Program, most applicants, especially those in the Chemical and Biological fields, are not taking advantage of the tool 10 years after its original introduction to the public.  The reason for this may simply be due to lack of knowledge surrounding the First Action Interview process or total unfamiliarity with the existence of the program.  Moving forward, applicants should consider using the FAI Pilot Program in order to decrease prosecution time and costs.  Detailed information regarding filing requirements for FAI requests can be found in the USPTO Official Gazette.

Analytics Chart on Laptop

WIPO Releases 2019 World Intellectual Property Indicators Report

Last month the World Intellectual Property Organization released the 2019 World Intellectual Property Indicators Report, a report showing considerable increase in worldwide patent applications.  Nearly half of all patent applications in 2018 were filed in China, with that number increasing to 66.8% if you consider all filings in Asia.  The top five countries receiving patent applications in 2018 were China (1.54 million), U.S. (597,141), Japan (313, 567), South Korea (209,992) and the European Patent Office (174.397).

Although US applicants lead the charge in foreign filings, applications filed at the USPTO are down slightly from 2017.  The last time the USPTO saw a decrease in patent applications was 2009. Despite the recent decrease in applications, the US maintains the top spot for patents in force, with 3.1 million out of 14 million active patents worldwide.

For more information on 2018 intellectual property trends, read the full report at the WIPO website, here.